Description

SEBI Research Analyst (RA) License

A SEBI Research Analyst (RA) License authorizes individuals and entities to provide research reports, recommendations, and market analysis related to securities and investment products. As per the SEBI (Research Analysts) Regulations, 2014, registration is mandatory for those offering investment research to clients, ensuring transparency, accountability, and investor protection. Our SEBI Research Analyst License service provides end-to-end assistance in meeting all eligibility, documentation, and compliance requirements for obtaining the license.

Service Highlights

Eligibility & Qualification Guidance:

• Advisory on individual vs. corporate RA registration.

• Guidance on educational qualifications, certifications (like NISM), and experience norms.

Comprehensive Documentation Support:

• Assistance in preparing the application (Form A) and related declarations.

• Drafting research compliance policies, conflict of interest guidelines, and record-keeping procedures.

SEBI Application & Liaison:

• Step-by-step assistance in filing the application with SEBI.

• Coordinating with SEBI for queries, clarifications, and updates.

Compliance Advisory:

• Guidance on research publishing rules, disclaimers, and ethical standards.

• Advisory on annual reporting and regulatory audit requirements.

What You Will Receive

Initial Consultation:

• Detailed assessment of your research business model and eligibility.

• Roadmap for license application and compliance readiness.

Application Preparation & Submission:

• Drafting and reviewing all required documents and policies.

• Filing with SEBI and monitoring application progress.

Post-License Support:

• Advisory on operating as a SEBI-registered Research Analyst.

• Guidance on maintaining compliance and avoiding regulatory violations.

Why Choose Our SEBI Research Analyst License Service?

• Specialized Regulatory Expertise: Deep understanding of SEBI RA regulations.

• Faster Approvals: Minimized errors and delays through accurate documentation.

• End-to-End Support: From eligibility evaluation to operational compliance.

• Proven Track Record: Trusted by financial professionals and research firms.

Establish credibility in the investment research industry.
With our SEBI Research Analyst License service, you can legally provide research insights, boost investor confidence, and comply fully with SEBI norms. Contact us today to start your licensing process.