Description

SEBI Registered Investment Advisor (RIA) Registration

A SEBI Registered Investment Advisor (RIA) is a financial professional or entity authorized by the Securities and Exchange Board of India (SEBI) to provide unbiased investment advice to clients. Registration ensures credibility, compliance, and adherence to investor protection norms under SEBI (Investment Advisers) Regulations, 2013. Our SEBI RIA Registration service provides complete assistance in fulfilling the eligibility, documentation, and regulatory requirements for individuals and companies seeking RIA status.

Service Highlights

Eligibility & Structure Advisory:

• Guidance on individual vs. corporate RIA registration.

• Advisory on net worth requirements, qualification criteria, and experience norms.

Comprehensive Documentation Support:

• Assistance in preparing the application (Form A) and necessary affidavits.

• Drafting compliance manuals, internal policies, and risk management frameworks.

SEBI Filing & Liaison:

• Step-by-step support in submitting applications to SEBI.

• Liaising with SEBI officials to address queries and speed up approval.

Compliance Readiness:

• Guidance on SEBI code of conduct, client onboarding processes, and record-keeping.

• Advisory on annual compliance filings and audit requirements.

What You Will Receive

Initial Consultation:

• Discussion to assess eligibility, business model, and target market.

• Customized roadmap for RIA registration.

Application Preparation & Submission:

• Drafting and verifying all necessary documents.

• Submission to SEBI and tracking progress until approval.

Post-Registration Support:

• Advisory on branding, client contracts, and disclosure requirements.

• Ongoing compliance guidance to maintain SEBI registration in good standing.

Why Choose Our SEBI RIA Registration Service?

• Expertise in Financial Regulations: Strong understanding of SEBI norms and licensing procedures.

• Accurate & Efficient Processing: Ensuring error-free documentation to avoid delays.

• End-to-End Assistance: From eligibility assessment to operational setup.

• Trusted by Professionals: Experience in helping both individual advisors and corporate entities.

Build trust with investors through SEBI recognition.
With our SEBI Registered Investment Advisor Registration service, you can offer investment advice legally, enhance credibility, and operate with complete regulatory compliance. Contact us today to start your registration journey.